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Institute of Compliance Officers
注册合规师公会

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Webinars

Monday Webinars - Enrollment                           Thursday Webinars - Enrollment                        Thursday Webinars - Enrollment

(Sustainability and Listing Compliance Series)    (Operation Finance and Compliance Series)         (TCSP Compliance Webinar Series)

https://wj.qq.com/s2/6435669/824e/                           https://wj.qq.com/s2/5669624/63cc/                 https://wj.qq.com/s2/7298829/3e65

                                                                                                                   



Date                                 Topic                                                                    Speaker                         Flyers             Videoclips    

11 Aug 2021 (Wed)

通過 SDGs 和氣候變化風險披露將投資者和投資經理聯繫起來

Mr. Dennis Huang(黄立冲先生)

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4 Aug 2021 (Wed)

從監管角度看綠色金融、ESG 和氣候變化 對投資經理是否重要

Mr. Dennis Huang(黄立冲先生)

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28 Jul 2021 (Wed)

撰寫上市公司的 ESG 報告

朱維鵬先生 RO公會會長

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21 Jul 2021 (Wed)

科技巔覆對社會的考驗和改變

朱維鵬先生 RO公會會長

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14 Jul 2021 (Wed)

Why is the “G” (Governance) so important in ESG risks

Dr. Angus Young

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7 Jul 2021 (Wed)

ESG的前世今生及關鍵詞

Dr. Kenny Siu(邵志堯博士)

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26 May 2021 (Wed)

Digital Forensics for Compliance Officers

余意生先生

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20 May 2021 (Wed)

Personal and Corporate Data Cross-border Compliance Issues

盧柏龍先生

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12 May 2021 (Wed)

Data Protection and Cybersecurity

Mr. Stephen Kai-yi Wong (黃繼兒大律師)

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30 Apr 2021 (Friday)

放債人如何調整組織架構及工作流程

衞紹宗律師

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23 Apr 2021 (Friday)

放債人如何進行獨立審核

胡嘉浩先生

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16 Apr 2021 (Friday)

放債人如何實戰執行KYC&CDD

Mr. Simon Leung (梁展強先生)


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9 Apr 2021 (Friday)

在香港放債須知的打擊洗錢/恐怖分子集資規例最新發展及考量

衞紹宗律師

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5 Nov 2020 (Thursday)
TCSP: 跨境合規
Ms. Angela Xu (許靈筠女士)
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29 Oct 2020 (Thursday)
TCSP: 移民海外-信託應用實用分享
Ms. Connie Leung / Mr Samuel Leung
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22 Oct 2020 (Thursday)

TCSP: Ongoing Obligations and Onsite Inspection

Mr. Benson Chang (張新彬先生)

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15 Oct 2020 (Thursday)

TCSP: AML/CFT

Mr. Simon Leung (梁展強先生)

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12 Oct 2020 (Monday)

BNO Taxation: Issues and Concerns

Ms. Jack Law (羅永德先生)

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8 Oct 2020 (Thursday)

TCSP: Licensing and Regulations, Enforcement

Ms. Carol Gaw (吳青螢女士)

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24 Sept 2020 (Monday)

Limited Partnership Funds (LPF) in Hong Kong

Mr. Charles Kwun (官志昌先生)

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17 Sept 2020 (Monday)

AML/CTF Translateral Regtech for LC

Mr. Andre Leung, etc.

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10 Sept 2020 (Monday)

Hidden Champions Concept and Investment Value

Mr. Chester Chu (朱維鵬先生)

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3 Sept 2020 (Monday)

Profits Tax Exemption of Funds DIPN 61

Mr. Henry Kwong (鄺發炫先生)

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17 Aug 2020 (Monday)

Company Valuation and Investor Relations (2) Mr. Potin Wong (黃寶田先生) Click here Click here

10 Aug 2020 (Monday)

PRC Individual Income Tax Mr. Henry Kwong (鄺發炫先生) Click here Click here

3 Aug 2020 (Monday)

Notifiable Transactions Mr. Joe Leung (梁耀祖先生) Click here Click here

27 July 2020 (Monday)

Hong Kong Certificate of Resident Status (CoR) Application Mr. Henry Kwong (鄺發炫先生) Click here    Click here

20 July 2020 (Monday)

Anti-money Landering Compliance for Listed Companies

Mr. Xavier Chan (陳樂禧先生)

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16 July 2020 (Thursday)

Fintech Application in Wealth Management –A Story of La Trobe Financial Mr. Hung Fei Chan(陳鴻飛先生) Click here Click here

13 July 2020 (Monday)

Internal Controls - how it can improve operations and bottom line Mr. Lester Yuen Click here Click here
6 July 2020 (Monday) Transfer Pricing documentation Mr. Henry Kwong (鄺發炫先生) Click here Click here
2 July 2020 (Thursday) Exploration of Some Compliance Issues (3) Mr. Eric Chan (陳舜權先生), Click here Click here

29 June 2020 (Monday)

Spin-off Mr. Danny Leung (梁浩銘先生)

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22 June 2020 (Monday) Delisting Mr. Joe Leung (梁耀祖先生) Click here Click here
18 June 2020 (Thursday) Exploration of Some Compliance Issues (2) Mr. Eric Chan (陳舜權先生)
Click here Click here
15 June 2020 (Monday) BVI Economic Substance Law Mr. Henry Kwong (鄺發炫先生) Click here Click here
11 June 2020 (Thursday) Exploration of Some Compliance Issues (1) Mr. Eric Chan (陳舜權先生) Click here Click here
8 June 2020 (Monday) Transfer Pricing (TP) documentation (Master and Local Files) Mr. Henry Kwong (鄺發炫先生)
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4 June 2020 (Thursday)
AML/CTF and Licensed Corporations Mr. Simon Leung (梁展強先生) Click here Click here
28 May 2020 (Thursday) IPO 實戰操作攻略 Mr. Dennis Huang(黄立冲先生) Click here Click here
21 May 2020 (Thursday)
Green Finance Mr. Angus Yip and Dr. William Yu Click here Click here
14 May 2020 (Thursday)
Company Valuation and Investor Relations Mr. Potin Wong (黃寶田先生) Click here Click here
7 May 2020 (Thursday)
Listing Rules and Corporate Governance Code Mr. Joe Leung and Mr. Stephen Kei Click here Click here
9 April 2020 (Thursday) Artificial Intelligence Dr. Kenny Siu(邵志堯博士) Click here
Click here
2 April 2020 (Thursday) Virtual Banking in Hong Kong (VB)
Mr. Emil Chan 陳家豪先生 Click here Click here
19 March 2020 (Thursday)
The Relationship among Blockchain, Crypto Currency & Digital RMB (DC/EP)
Mr. Emil Chan 陳家豪先生
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