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Institute of Compliance Officers



We have so far designed 3 courses for the industry, all of them are in the final process of being accredited by SCOPE of City University of Hong Kong. Our Lecturing Team comprises specialized barristers and solicitors, qualified accountants and very experienced ex-SFC Senior Officers, RA practitioners and other related professionals. These 2 series of courses are designed for senior management in Licensed Corporations and Listed Companies: 

1.  Operation Finance and Listing Compliance Certificate (OFCC): 

          OFCC - Fundamental - for fresh graduates wishing to enter the financial services sector

          OFCC - Advanced - for senior management in Licensed Corporations

2.  Sustainability and Listing Compliance Certificate (SLCC): 

          Fundamental Level (Not available yet)

          SLCC - Advanced - for those intending to become management of listed companies