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Institute of Compliance Officers
注册合规师公会

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WELCOME TO THE INSTITUTE OF COMPLIANCE OFFICERS

The Institute is the voluntary and professional body to promote the recognition and support of the compliance and intergovernliance profession and the furtherance of best standards of practice and integrity.

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The Institute

The primary aims of Institute are promoting the recognition and support of the compliance and intergovernliance profession and the furtherance of best standards of practice and integrity – through advocacy, the management of knowledge and intellectual capital, the development of research and publications, and the provisions of continuing professional education and training.

New Era of Multi-dimensional Compliance

The compliance profession has undergone tremendous development since the promulgation of the Securities and Futures Ordinance in 2003. The financial tsunami in 2008 has made all stakeholders more aware of the compliance function. Following the global phenomenon, compliance officers in licensed corporations in Hong Kong are also getting unprecedented attention.

PCCL Course

The Professional Certificate in Compliance and Licensing course is the first attempt in the market to put together "puzzle pieces" of various SFC rulings to crystalize different licensing and compliance requirements of SFO in a systematic way…

Professional Designations

There are 4 professional designations to be provided by the institute:
1. Certified Compliance Officer ("CCO")
2. Certified Governance Officer ("CGO")
3. Provisional Compliance Officers ("PCO")
4. Compliance Associate ("CA")

Continuous Professional Learning ("CPL")

We conduct regular CPL seminars to increase our members' public awareness and professional knowledge. It is also a good platform for member networking and sharing professional experience.

Upcoming Event

A seminar is scheduled for Sept 11, 7pm-9pm:
1.《理性的呼喚-從手術室到社會大舞台》by梁智鴻醫生, GBS, OBE, JP (曾經出任香港大學校務委員會主席, 行政會議成員, 立法局議員和醫院管理局主席).
2.《香港虛擬銀行的發展》by 王家聰先生, 奧合國際銀行 Raiffeisen Bank International AG 香港分行行長.
地點:香港中環交易廣場第三期19樓,柯伍陳律師事務所 (ONC Lawyers) 演講廳